KC
Kirk R. Chisholm
INNOVATIVE ADVISORY GROUP
Lexington, MA 02420
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CRD#: 4004975
KC
Professional summary
Kirk Ronald Chisholm is a registered financial advisor currently at INNOVATIVE ADVISORY GROUP located in Lexington, Massachusetts.
Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kirk has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Self Direct Your Retirement, LLC: Mr. Chisholm is the non-compensated manager of Self Direct Your Retirement, LLC, which is a personal holding company solely for estate planning for his family and himself and does not conduct any financial services related business through this firm. Utilizes less than 1% of his time in this role.
Harrington Eight, LLC: Mr. Kirk Chisholm has ownership and management interests in Harrington Eight, LLC. Harrington Eight, LLC is the owner of the office space leased by Innovative Advisory Group, LLC. Harrington Eight, LLC does not provide any investment related services. Utilizes less than 1% of his time in this role.
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Ronald Chisholm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2008 - Present
INNOVATIVE ADVISORY GROUP
Office #1: 394 Lowell Street, Suite 8, Lexington, MA 02420RIA
CRD#: 146618
Lexington, MA
Past
August 30, 2005 - November 12, 2008
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WAKEFIELD, MA
Past
August 12, 2005 - November 12, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
WAKEFIELD, MA
Past
February 28, 2003 - August 23, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 30, 2000 - March 19, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOSTON, MA
Past
October 6, 1999 - March 19, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ADVISORY GROUP
INNOVATIVE ADVISORY GROUP | NUA ADVISORS, LLC | NUA ADVISORS | INNOVATIVE ADVISORY GROUP, LLC
CRD#: 146618 / SEC#: 801-122046
RIA
Registered Investment Advisory firm - (10/28/2021 Approved)Arizona
Registered Investment Advisory firm - (11/4/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - (9/21/2011 Terminated)Maine
Registered Investment Advisory firm - (11/8/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/4/2021 Terminated)Minnesota
Registered Investment Advisory firm - (11/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (12/10/2021 Terminated)New Jersey
Registered Investment Advisory firm - (11/4/2021 Terminated)New York
Registered Investment Advisory firm - (11/4/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2011 Terminated)South Carolina
Registered Investment Advisory firm - (11/4/2021 Terminated)Texas
Registered Investment Advisory firm - (11/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/29/2018)
IAR
California(1/20/2022)
IAR
Colorado(3/9/2023)
IAR
Connecticut(1/22/2022)
IAR
Florida(2/15/2022)
IAR
Louisiana(2/21/2022)
IAR
Maine(11/12/2008)
IAR
Maryland(1/19/2022)
IAR
Massachusetts(11/25/2008)
IAR
Michigan(4/28/2022)
IAR
Minnesota(9/20/2019)
IAR
Nebraska(9/19/2025)
IAR
New Hampshire(3/3/2009)
IAR
New Jersey(1/26/2011)
IAR
New York(1/20/2022)
IAR
North Carolina(3/13/2023)
IAR
Pennsylvania(4/29/2022)
IAR
South Carolina(6/22/2020)
IAR
Texas(1/9/2021)
IAR
Virginia(1/27/2022)
IAR
Washington(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IA
INNOVATIVE ADVISORY GROUP
INNOVATIVE ADVISORY GROUP | NUA ADVISORS, LLC | NUA ADVISORS | INNOVATIVE ADVISORY GROUP, LLC
CRD#: 146618 / SEC#: 801-122046
RIA
Registered Investment Advisory firm - (10/28/2021 Approved)Arizona
Registered Investment Advisory firm - (11/4/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - (9/21/2011 Terminated)Maine
Registered Investment Advisory firm - (11/8/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/4/2021 Terminated)Minnesota
Registered Investment Advisory firm - (11/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (12/10/2021 Terminated)New Jersey
Registered Investment Advisory firm - (11/4/2021 Terminated)New York
Registered Investment Advisory firm - (11/4/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2011 Terminated)South Carolina
Registered Investment Advisory firm - (11/4/2021 Terminated)Texas
Registered Investment Advisory firm - (11/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
394 Lowell Street, Suite 8, Lexington, MA 02420
Mailing Address
Po Box 750073, Arlington, MA 02475
Phone number
(781) 577-2782
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 790 |
| AUM (Assets Under Management) | $ 160,500,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INNOVATIVE ADVISORY GROUP
CRD#: 146618Lexington, MA 02420TRUST BUT VERIFY
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