RM
Robert P. Milligan
CETERA INVESTMENT ADVISERS LLC
PLAINFIELD, IN
Some features on this profile are disabled
CRD#: 4004228
RM
Professional summary
Robert Paul Milligan, who also goes by Bob Milligan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plainfield, Indiana and CETERA ADVISORS LLC located in Plainfield, Indiana.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Milligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MILLIGAN FINANCIAL SERIVCES, INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FIXED INSURANCE AND FINANCIAL SERVICES; START 8/2011; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER; 2. NAME OF OTHER BUSINESS: PLAINFIELD CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 210 W. MAIN ST, PLAINFIELD, IN 46168; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MEET ONCE A QUARTER AND RECOMMEND NEW MEMBERS FOR THE MAIN BOARD; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 01/2020 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF TRADING HOURS PER WEEK: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITIES, ANNUITIES & LONG TERM CARE ; 4. NAME OF OTHER BUSINESS: ROBERT AND JEANNE MILLIGAN; INVESTMENT RELATED: NO; ADDRESS: 2525 W 350 S DANA IN 47847; NATURE OF BUSINESS: AGRICULTURAL; START DATE: 4/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LEASE LAND TO LOCAL FARMERS; 5. NAME OF OTHER BUSINESS: PLAINFIELD UNITED METHODIST CHURCH ENDOWEMENT COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 600 SIMMONS STREET PLAINFILED IN 46168; NATURE OF BUSINESS: RELIGIOUS; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: ENDOWMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES DISBURSEMENT APPROVALS, INVESTMENT EDUCATION DISCUSSIONS;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Paul Milligan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PLAINFIELD, IN
Current
August 15, 2011 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Plainfield, IN
Past
August 15, 2011 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
CRAWFORDSVILLE, IN
Past
March 5, 2007 - August 17, 2011
EDWARD JONES
RIA
CRD#: 250
PLAINFIELD, IN
Past
December 15, 2003 - August 17, 2011
EDWARD JONES
BD
CRD#: 250
PLAINFIELD, IN
Past
September 20, 2000 - December 10, 2003
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
INDIANAPOLIS, IN
Past
December 16, 1999 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
BD
CRD#: 16989
CLEVELAND, OH
Past
September 10, 1999 - December 10, 2003
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2024)
RR
Arkansas(6/23/2025)
RR
California(6/24/2016)
RR
Florida(8/15/2011)
RR
Georgia(4/9/2012)
RR
Idaho(5/5/2016)
RR
Illinois(6/24/2016)
RR
Indiana(8/15/2011)
IAR
Indiana(3/21/2024)
RR
Kansas(6/3/2024)
RR
Kentucky(5/5/2016)
RR
Massachusetts(3/6/2018)
RR
Michigan(9/4/2015)
RR
Missouri(12/10/2021)
RR
New York(11/10/2022)
RR
North Carolina(7/6/2017)
RR
Ohio(10/24/2025)
RR
Tennessee(2/23/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
