Tamela D. Ellerbe
Professional summary
Tamela D Ellerbe, who also goes by Tamela Devon Ellerbe, Tamela D Ellerbe, is a registered financial professional currently at NYLIFE SECURITIES LLC located in White Plains, New York.
Tamela is registered as a RR (Registered Representative) and started their career in finance in 1999. Tamela has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tamela D Ellerbe's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601February 24, 2023 - October 19, 2023
RAYMOND JAMES & ASSOCIATES, INC.
November 12, 2021 - February 17, 2023
EQUITABLE ADVISORS, LLC
August 3, 2021 - October 28, 2021
FIDELITY BROKERAGE SERVICES LLC
July 8, 2019 - June 1, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 15, 2008 - April 25, 2018
LPL FINANCIAL LLC
July 26, 2006 - August 29, 2007
E*TRADE SECURITIES LLC
September 21, 2004 - April 10, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 26, 1999 - June 14, 2000
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2024)
(3/26/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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