Robert D. Mitus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Mitus III, who also goes by Bob Mitus, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2017 - December 31, 2023
RENAISSANCE CAPITAL MANAGEMENT, LLC
June 27, 2016 - December 31, 2016
RENAISSANCE CAPITAL MANAGEMENT, LLC
July 17, 2013 - November 22, 2016
LEGACY PLANNING & ASSOCIATES, INC.
April 25, 2012 - June 17, 2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 14, 2010 - April 12, 2012
LIFEPOINT ADVISORY SERVICES
July 29, 2008 - December 31, 2010
ON INVESTMENT MANAGEMENT CO
July 29, 2008 - April 2, 2012
THE O.N. EQUITY SALES COMPANY
July 12, 2007 - August 1, 2008
SECURITIES AMERICA, INC.
November 20, 2006 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
November 3, 2006 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
December 16, 2004 - November 3, 2006
LPL FINANCIAL LLC
September 23, 2003 - November 24, 2004
NEW ENGLAND SECURITIES
November 11, 2002 - July 24, 2003
THE CHIMERA GROUP, LLC
September 16, 1999 - June 26, 2002
PETERS SECURITIES CO., LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/25/1999
Limited Representative-Equity Trader ExamCurrent Firm
RENAISSANCE CAPITAL MANAGEMENT, LLC
CRD#: 171562 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 3,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
