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Robert Douglas Mitus Iii

CRD# 4003316·Registered 1999 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Douglas Mitus III, who also goes by Bob Mitus, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1999 - 2023. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Mitus

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

RENAISSANCE CAPITAL MANAGEMENT, LLC·CRD# 171562
RIA
Grand Rapids, MI
January 30, 2017 - December 31, 2023
RENAISSANCE CAPITAL MANAGEMENT, LLC·CRD# 171562
RIA
Grand Rapids, MI
June 27, 2016 - December 31, 2016
LEGACY PLANNING & ASSOCIATES, INC.·CRD# 156537
RIA
Grand Rapids, MI
July 17, 2013 - November 22, 2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.·CRD# 18487
BD
Grand Rapids, MI
April 25, 2012 - June 17, 2016
LIFEPOINT ADVISORY SERVICES·CRD# 153388
RIA
Grand Rapids, MI
December 14, 2010 - April 12, 2012
ON INVESTMENT MANAGEMENT CO·CRD# 105662
RIA
Grand Rapids, MI
July 29, 2008 - December 31, 2010
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Grand Rapids, MI
July 29, 2008 - April 2, 2012
SECURITIES AMERICA, INC.·CRD# 10205
BD
Byron Center, MI
July 12, 2007 - August 1, 2008
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
RIA
Byron Center, MI
November 20, 2006 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
Byron Center, MI
November 3, 2006 - July 12, 2007
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
December 16, 2004 - November 3, 2006
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
September 23, 2003 - November 24, 2004
THE CHIMERA GROUP, LLC·CRD# 116236
BD
Chicago, IL
November 11, 2002 - July 24, 2003
PETERS SECURITIES CO., LP·CRD# 15970
BD
Chicago, IL
September 16, 1999 - June 26, 2002

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Current Firm

RC
RENAISSANCE CAPITAL MANAGEMENT, LLC

RENAISSANCE CAPITAL MANAGEMENT, LLC

CRD#: 171562

Contact Information

Main Address

Grand Rapids, MI

Phone Number

(888) 308-3993

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

70

AUM (Assets Under Management)

$3,500,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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