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Jodi Trabbic Vleck

Jodi T. Vleck

BETA WEALTH GROUP,
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 4003056
Jodi Trabbic Vleck

Professional summary

Jodi Trabbic Vleck, CFP®, who also goes by Jodi Ann Trabbic, is a registered financial advisor currently at BETA WEALTH GROUP, INC located in San Diego, California.

Jodi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jodi has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jodi Ann Trabbic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY. 2136 OXFORD AVE, CARDIFF, CA 92007. 0 HRS/MONTH, 0 HRS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jodi Trabbic Vleck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

September 7, 2012 - Present

BETA WEALTH GROUP, INC

Office #1: 11421 W. Bernardo Court, San Diego, CA 92127
RIA
CRD#: 165224
San Diego, CA
Past

December 18, 2009 - September 28, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAN DIEGO, CA
Past

December 17, 2009 - September 28, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SAN DIEGO, CA
Past

November 29, 2006 - December 18, 2009

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
SAN DIEGO, CA
Past

February 22, 2005 - December 23, 2009

ADDISON AVENUE FINANCIAL PARTNERS, LLC

RIA
CRD#: 127283
SAN DIEGO, CA
Past

December 8, 2003 - December 1, 2006

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
SAN DIEGO, CA
Past

May 7, 2003 - December 1, 2006

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

May 9, 2001 - May 1, 2003

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

October 14, 1999 - April 30, 2001

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 25, 1999 - September 30, 1999

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BETA WEALTH GROUP, INC
BETA ASSET MANAGEMENT | BETA WEALTH GROUP, INC | BETA WEALTH GROUP

CRD#: 165224 / SEC#: 801-77060

RIA
Registered Investment Advisory firm - (8/24/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/7/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/29/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/24/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/28/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/3/2010
General Securities Sales Supervisor - Options Module Examination

Current Firm

BW
BETA WEALTH GROUP, INC
BETA ASSET MANAGEMENT | BETA WEALTH GROUP, INC | BETA WEALTH GROUP

CRD#: 165224 / SEC#: 801-77060

RIA
Registered Investment Advisory firm - (8/24/2012 Approved)
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Contact information

Main Address
11421 W. Bernardo Court, San Diego, CA 92127
Mailing Address
Phone number
(858) 207-3377
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BETA WEALTH GROUP - ADV 2A MAR 2025 (3/26/2025)
BETA WEALTH GROUP - WRAP BROCHURE - ADV 2A APP 1 - MAR 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts430
AUM (Assets Under Management)$ 428,982,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BETA WEALTH GROUP, INC

CRD#: 165224San Diego, CA 92127

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