Aron James
Professional Summary
Aron James, who also goes by Aron Cory James, is a registered financial advisor currently at OPTIMAL MARKET TECHNOLOGIES, LLC located in New York, New York. Aron is registered as a RR (Registered Representative) and started their career in finance in 2000. Aron has worked at 11 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Aron Cory James
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIMAL EXECUTIONS, LLC | OPTIMAL MARKET TECHNOLOGIES, LLC
Contact Information
Main Address
One World Trade Center Suite 47m, New York, NY 10007Mailing Address
One World Trade Center Suite 47m, New York, NY 10007Phone Number
(646) 389-5813Established
Delaware since 12/02/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2000SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Aron James's CRS (Customer Relationship Summary).
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