Cary Carbonaro
ASHTON THOMAS PRIVATE WEALTH
New York, NY 10022
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CRD#: 4002401
Professional summary
Cary Carbonaro, CFP®, who also goes by Cary Anne Bolen, Cary Anne Carbonaro, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in New York, New York.
Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Cary has worked at 6 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cary Anne Bolen | Cary Anne Carbonaro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH ASHTON THOMAS INSURANCE AGENCY. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. 2) Money Queen LLC, AUTHOR & PROFESSIONAL SPEAKER; INVESTMENT RELATED; 17631 DEER ISLE CIRCLE, WINTER GARDEN, FL 34787; EFFECTIVE OCT 2015; 16HRS PER MONTH, 4 OF WHICH ARE SPENT DURING TRADING HRS. 3) Cortland College Foundation Board; NOT INVESTMENT RELATED; CORTLAND COLLEGE FOUNDATION, CORTLAND, NY 13045; BOARD MEMBER; EFFECTIVE 09/01/2023; 2 HOURS PER MONTH; 2 HOURS OUTSIDE TRADING HOURS. 4) NASDAQ; Yes, Investment-Related; 51 W 43rd Street, New York, NY 10036; Stock Exchange; Advisory Council Member (comprised of Advisors); 5/01/2024; 1 hour/month + one in-person all day meeting/year; 1 hour/month + one in-person all day meeting/year; Advise on new products and strategies they are thinking about bringing to market, webinars.
CRS (Client Relationship Summary) - RIA
Click below to view Cary Carbonaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
August 10, 2024 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 10 E 53rd Street Suite 1400, New York, NY 10022RIA
CRD#: 153902
New York, NY
Past
September 4, 2024 - December 31, 2024
ASHTON THOMAS ADVISORS LLC
RIA
CRD#: 329492
WINTER GARDEN, FL
Past
January 19, 2023 - August 9, 2024
ADVISORS CAPITAL MANAGEMENT, LLC
RIA
CRD#: 112266
Winter Garden, FL
Past
May 9, 2012 - September 27, 2022
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
HUNTINGTON, NY
Past
February 10, 2010 - April 27, 2012
STONEGATE WEALTH MANAGEMENT, LLC
RIA
CRD#: 121412
CARY, NC
Past
March 4, 2002 - December 16, 2009
FAMILY FINANCIAL
RIA
CRD#: 132705
CLERMONT, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/10/2024)
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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