Todd P. Brisbois

BRISBOIS CAPITAL MANAGEMENT LLC

WILMINGTON, MA 01887

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CRD#: 4002305

Professional summary

Todd Paul Brisbois is a registered financial advisor currently at BRISBOIS CAPITAL MANAGEMENT LLC located in Wilmington, Massachusetts and LASALLE ST SECURITIES, L.L.C. located in Wilmington, Massachusetts.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***TODD P BRISBOIS POSITION: Producer NATURE: Fixed Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/03/2003 ADDRESS: 11 Middlesex Ave, Suite 1, Wilmington MA 01887-2746, United States DESCRIPTION: Offer life, LTC, and disability products ***BRISBOIS CAPITAL MGMT, LLC POSITION: President NATURE: Brisbois Capital Mgmt, LLC is a registered Investment Advisor that provides integrated Tax, Financial Planning, Investment Management, and Insurance and Asset Protection Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/03/2003 ADDRESS: 11 Middlesex Ave, Suite 1, Wilmington MA 01887, United States DESCRIPTION: Tax Planning and Preparation, Financial Planning, Investment Management, Insurance reviews

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Paul Brisbois's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2005 - Present

BRISBOIS CAPITAL MANAGEMENT LLC

Office #1: 11 Middlesex Ave Suite 1, Wilmington, MA 01887

RIA

CRD#: 133115

WILMINGTON, MA

Current

December 3, 2021 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 11 Middlesex Ave Suite 1, Wilmington, MA 01887

CRD#: 7191

Wilmington, MA

Past

September 18, 2020 - December 9, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

WILMINGTON, MA

Past

November 13, 2007 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

WILMINGTON, MA

Past

September 11, 2006 - November 14, 2007

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

March 29, 2004 - October 22, 2004

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

April 19, 2000 - May 8, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

September 23, 1999 - March 24, 2000

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/3/2021)

IAR

Florida
(1/2/2006)

Florida
(12/3/2021)

Hawaii
(12/3/2021)

IAR

Massachusetts
(3/10/2005)

Massachusetts
(12/3/2021)

IAR

New Hampshire
(5/25/2005)

New Hampshire
(12/3/2021)

New York
(12/3/2021)

North Carolina
(12/3/2021)

South Carolina
(12/3/2021)

Virginia
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/30/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/22/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/22/2000

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

BRISBOIS CAPITAL MANAGEMENT LLC

CRD#: 133115 / SEC#:

Florida

Registered Investment Advisory firm - (1/2/2006 Approved)

Massachusetts

Registered Investment Advisory firm - (3/10/2005 Approved)

New Hampshire

Registered Investment Advisory firm - (5/24/2005 Approved)

New York

Registered Investment Advisory firm - (3/29/2018 Approved)

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Contact information

Main Address

11 Middlesex Ave Suite 1, Wilmington, MA 01887

Mailing Address

Phone number

(888) 680-6886

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 79,653,568

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd P. Brisbois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Paul Brisbois's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

SCF SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

ROBERTSON STEPHENS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2004

Series 63

Date: 10/7/1999

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/30/2001

Series 7

Date: 9/22/1999

Series 4

Date: 9/22/2000

FINRA

Current Firm

BRISBOIS CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRISBOIS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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