Paul S. Cantor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Seth Cantor was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1971. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1993 - August 13, 2025
BEECH HILL ADVISORS, INC
October 2, 1989 - December 31, 2023
BEECH HILL SECURITIES, INC.
March 12, 1987 - October 24, 1989
FIRST NEW YORK SECURITIES L.L.C.
February 4, 1977 - February 19, 1987
PRESCOTT, BALL & TURBEN, INC.
April 9, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN
August 23, 1971 - April 9, 1976
WINKLER, CANTOR, POMBOY & CO.
Primary Firm SEC Registration
BEECH HILL ADVISORS, INC
CRD#: 110457 / SEC#: 801-31503
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/29/2000
Limited Representative-Equity Trader ExamSeries 40
Date: 8/19/1971
Registered Principal ExaminationCurrent Firm
BEECH HILL ADVISORS, INC
CRD#: 110457 / SEC#: 801-31503
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 358,565,215 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
