Judith Ann Calder
Professional Summary
Judith Ann Calder, who also goes by Judy Calder, is a registered financial advisor currently at LBMZ SECURITIES, INC. located in Chicago, Illinois. Judith is registered as a RR (Registered Representative) and started their career in finance in 1974. Judith has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Judy Calder
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
LBMZ SECURITIES, INC. | ZACKS TRADE | ZACKS AND COMPANY | ZACKS & COMPANY, INC. | ZACKS & COMPANY
Contact Information
Main Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705Mailing Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705Phone Number
(312) 630-9880Established
Illinois since 09/20/1978Firm Type
CorporationFiscal Year End
NovemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Sep 1974SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Judith Ann Calder's CRS (Customer Relationship Summary).
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