Theodore C. Allrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Clifton Allrich was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1971. Theodore had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7, Series 1, Series 53, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2012 - November 7, 2012
BELVEDERE ADVISORS LLC
January 14, 2009 - November 29, 2009
ALLRICH INVESTMENT MANAGEMENT
July 25, 1987 - November 13, 1989
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
July 2, 1984 - November 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
November 29, 1983 - July 6, 1984
ALLRICH, ALEXANDER SECURITIES
June 4, 1982 - October 11, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 1980 - April 5, 1982
UBS FINANCIAL SERVICES INC.
April 13, 1976 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 5, 1972 - December 3, 1975
J. S. STRAUSS & CO.
May 12, 1972 - October 18, 1972
FINCH SECURITIES
September 10, 1971 - June 8, 1972
J. S. STRAUSS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/9/1981
Interest Rate Options ExaminationSeries 1
Date: 9/2/1971
Registered Representative ExaminationSeries 12
Date: 7/10/1979
NYSE Branch Manager ExaminationCurrent Firm
BELVEDERE ADVISORS LLC
CRD#: 140719 / SEC#: 801-80965
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 125,923,958 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
