Steven J. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven James Byrne was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1970. Steven had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1989 - December 31, 2024
HUNTLEIGH BYRNE INVESTMENT ADVISORS INC
January 20, 1988 - January 23, 2019
HUNTLEIGH SECURITIES CORPORATION
September 27, 1978 - June 12, 1985
FIRST COLUMBIA CORPORATION
October 30, 1970 - October 3, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/3/1970
Registered Representative ExaminationCurrent Firm
HUNTLEIGH BYRNE INVESTMENT ADVISORS INC
CRD#: 104998 / SEC#: 801-31877
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 33,600,000 |
Red Flags
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