Anton H. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anton Hodenpyl Reynolds was a registered financial professional .
Anton is a previously registered financial professional and started their career in finance in 1967. Anton had worked at 11 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - December 31, 2012
PROTECTED INVESTORS OF AMERICA
November 14, 1988 - December 31, 2012
PROTECTED INVESTORS OF AMERICA
November 3, 1988 - November 22, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 1, 1988 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
November 10, 1986 - November 22, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 5, 1986 - November 22, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 26, 1979 - April 4, 1988
JUDY & ROBINSON SECURITIES, INC
August 3, 1973 - September 3, 1979
SOUTHMARK FINANCIAL SERVICES, INC.
February 4, 1972 - August 3, 1973
AMAX SECURITIES CORPORATION
April 1, 1971 - February 4, 1972
CAPITAL SECURITIES COMPANY
October 22, 1970 - April 14, 1977
OSAIC FA, INC.
May 20, 1969 - April 30, 1980
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 27, 1967 - June 10, 1971
R J BAKER & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/2/1966
Registered Representative ExaminationCurrent Firm
PROTECTED INVESTORS OF AMERICA
CRD#: 6082 / SEC#: 801-10299, 8-218
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMSTEAD FAMILY TRUST UA DTD | SHAREHOLDER | |
| ARMSTEAD, JOHN THOMAS | CHAIRMAN | 1048109 |
| BUCHFINCK, RITA KAY | SHAREHOLDER | 869008 |
| DREIZLER FAMILY TRUST | SHAREHOLDER | |
| FORD, IRVING MARTYN | SHAREHOLDER | 211057 |
| KOBE FAMILY TRUST (DATED 11-22-2004) | SHAREHOLDER | |
| NASSTROM TRUST | SHAREHOLDER | |
| ARMSTEAD, JOHN THOMAS | TRUSTEE OF ARMSTEAD FAMILY TRUST UA DTD | 1048109 |
| CALVELLI, MICHAEL J | DIRECTOR | 1237708 |
| DREIZLER, ROBERT LAURIE | TRUSTEE OF DREIZLER FAMILY TRUST | 867308 |
| DREIZLER, SONYA BROOKE | PRESIDENT / CEO / FINOP | 4754721 |
| JOHNSON, HEIDI ANN | CHIEF COMPLIANCE OFFICER | 2443764 |
| KOBE, DAVID HOWARD | TRUSTEE OF KOBE FAMILY TRUST (DATED 11-22-2004) | |
| KOBE, DAVID HOWARD | DIRECTOR/TREASURER | 1052144 |
| NASSTROM, SHARON SOLOMON | DIRECTOR/SECRETARY | 2898387 |
| NASSTROM, SHARON SOLOMON | TRUSTEE OF NASSTROM TRUST | 2898387 |
| RUST, MARGARET RUBEY | DIRECTOR | 2282941 |
| TUEMMLER, LISA DENISE | DIRECTOR | 4642373 |
Disclosures
| Regulatory Event | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
