Russell V. Renz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Victor Renz, who also goes by Russ Renz, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1974. Russell had worked at 1 firm and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1974 - September 7, 2005
MID-OHIO SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 1/28/1974
Financial Principal ExaminationSeries 00
Date: 11/17/1973
General Securities Principal ExaminationCurrent Firm
MID-OHIO SECURITIES CORP
CRD#: 6634 / SEC#: , 8-17918
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DESICH, RICHARD | STOCKHOLDER | 66145 |
| JOHN SPITZER TRUST, J. ALAN SPITZER TRUSTEE | STOCKHOLDER | |
| SPITZER A TEAM LIMITED PARTNERSHIP | STOCKHOLDER | |
| DESICH, JEFFREY ALAN | VICE-PRESIDENT / DIRECTOR / STOCKHOLDER | 2771522 |
| DESICH, RICHARD ANTHONY JR | PRESIDENT/ DIRECTOR / STOCKHOLDER | 2634014 |
| GIBEL, LEONARD JAMES | DIRECTOR | 219934 |
| ONK, JEREMY PATRICK | CHIEF COMPLIANCE OFFICER | 4070958 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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