Robert Cecil Allison Jr
Professional Summary
Robert Cecil Allison JR, who also goes by Bobby Allison, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1973 - 1993. Robert had worked at 6 firms and has passed the Series 63, Series 5, PC, Series 000, Series 1, Series 40, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bobby Allison
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
KIDDER, PEABODY & CO. INCORPORATED
Contact Information
Established
Delaware since 01/03/1956Firm Type
CorporationDocuments
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Nov 1983PC — AMEX Put and Call Exam
Passed Mar 1982Series 000 — General Securities Principal Examination
Passed Jun 1973Series 1 — Registered Representative Examination
Passed Jun 1973Series 40 — Registered Principal Examination
Passed Jul 1978Series 12 — NYSE Branch Manager Examination
Passed Apr 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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