Daryl E. Allison
Professional summary
Daryl Eugene Allison was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daryl is registered as a RR (Registered Representative) and started their career in finance in 1970. Prior to being barred, Daryl has worked at 5 firms, which includes LOWELL & COMPANY INC., CAPROCK SECURITIES INC., HILLTOP SECURITIES INC., PRINCIPAL FINANCIAL SECURITIESINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daryl Eugene Allison's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2019 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093May 12, 2015 - September 10, 2019
LOWELL & COMPANY, INC.
June 24, 1980 - November 10, 2015
CAPROCK SECURITIES, INC.
December 22, 1978 - July 16, 1980
HILLTOP SECURITIES INC.
February 25, 1970 - January 28, 1979
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2019)
(9/11/2019)
(5/10/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/15/1966
Registered Representative ExaminationFINRA
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993Plano, TX 75093TRUST BUT VERIFY
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