Hobson D. Burttram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hobson Dyar Burttram JR was a registered financial professional .
Hobson is a previously registered financial professional and started their career in finance in 1970. Hobson had worked at 10 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2001 - December 31, 2004
DUNWOODY BROKERAGE SERVICES, INC.
February 18, 1994 - May 6, 1999
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
June 29, 1992 - January 31, 1994
MARION BASS SECURITIES CORPORATION
April 4, 1991 - June 27, 1992
MASTERS FINANCIAL GROUP, INC.
April 5, 1982 - August 13, 1991
NORRIS & HIRSHBERG, INC.
October 9, 1981 - March 2, 1982
FIRST CITIZENS MUNICIPAL CORPORATION
November 20, 1980 - July 15, 1981
SWINK & COMPANY, INC.
January 18, 1978 - December 1, 1980
W. N. ESTES & COMPANY, INC.
January 14, 1976 - October 12, 1977
HENDERSON, FEW & CO.
October 12, 1970 - October 25, 1971
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/7/1970
Registered Representative ExaminationSeries 40
Date: 1/19/1977
Registered Principal ExaminationCurrent Firm
DUNWOODY BROKERAGE SERVICES, INC.
CRD#: 31183 / SEC#: , 8-45423
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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