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Dwight Benno Bronnum

CRD# 703299·Registered 1980 - 2014
Previously Registered: Being a previously registered professional could mean that Dwight is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dwight Benno Bronnum was a registered financial advisor. Dwight was a previously registered financial advisor and started their career in finance 1980 - 2014. Dwight had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.·CRD# 143384
RIA
Marietta, GA
February 27, 2008 - October 24, 2014
RESOURCE HORIZONS GROUP LLC·CRD# 104368
BD
Marietta, GA
September 21, 2005 - September 24, 2014
DUNWOODY BROKERAGE SERVICES, INC.·CRD# 31183
BD
Atlanta, GA
April 12, 1993 - August 19, 2005
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
January 6, 1990 - May 10, 1993
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - January 10, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
April 24, 1989 - November 19, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
January 15, 1980 - May 5, 1989

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Current Firm

RH
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

BENEFIT PLANNING | WEALTH ENHANCEMENT & PRESERVATION OF GEORGIA | TRIUMPH ADVISORS | THE DGR GROUP | TGC FINANCIAL ADVISORY GROUP | SUN FINANCIAL SERVICES | SUMMIT FINANCIAL SERVICES | STRATEGIC ASSET ADVISORS | SMARTGROUP HOUSTON | RETIREMENT SOLUTIONS | RETIREMENT ASSET MANAGEMENT | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | PRM FINANCIAL SERVICES | PARADIGM FINANCIAL GROUP | OAK TREE GROUP | NAVIGATIONAL WEALTH PLANNING | MBA FINANCIAL ADVISORS | MASTERS WEALTH MANAGEMENT GROUP | LIFEPLAN FINANCIAL ADVISORS | LIFE & BENEFIT SERVICES | LCS FINANCIAL GROUP | JFC FINANCIAL SOLUTIONS | INVESTMENT PLANNING SOLUTIONS | INTEGRATED RETIREMENT PLANNING | INNOVATIVE WEALTH MANAGEMENT | HORIZON FINANCIAL CONSULTING | GM FINANCIAL PLANNING | FOCUS FINANCIAL SERVICES | FIRST FINANCIAL RESOURCES | FINANCIAL PARTNERS WEALTH MANAGEMENT | FINANCIAL DESTINY | FEDERAL RETIREMENT ADVISORS | CUMMINGS FINANCIAL SERVICES | BLACK OAK ASSET MANAGEMENT | BENEFIT PLANNING OF CALIFORNIA | BENEFIT PLANNING ADVISORS

CRD#: 143384 / SEC#: 801-68068

Contact Information

Main Address

1350 Church Street, Ext., N.e. 3rd Floor, Marietta, GA 30060

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jan 1980

Series 24 — General Securities Principal Examination

Passed Jan 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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