Melvin A. Porosoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Aaron Porosoff was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1964. Melvin had worked at 10 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2007 - July 26, 2017
HEROLD & LANTERN INVESTMENTS, INC.
November 21, 2005 - February 1, 2007
AEGIS CAPITAL CORP.
September 24, 1999 - November 21, 2005
BERNARD, RICHARDS SECURITIES, INC.
December 12, 1991 - October 20, 1999
APEX CLEARING CORPORATION
April 19, 1989 - November 8, 1991
SLS SECURITIES COMPANY
April 5, 1978 - March 7, 1989
JSC SECURITIES, INC.
June 1, 1977 - February 14, 1978
NEUBERGER SECURITIES CORP.
December 9, 1975 - March 19, 1980
EDWARDS & HANLY
May 15, 1972 - January 26, 1973
TPO INCORPORATED INC.
August 6, 1964 - June 1, 1972
STERN, LAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/31/1964
Registered Representative ExaminationCurrent Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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