Arthur J. Porcari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Joseph Porcari was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1974. Arthur had worked at 3 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1978 - January 7, 1988
PORCARI, FEARNOW & ASSOCIATES, INC.
June 12, 1978 - November 19, 1978
E. F. HUTTON & COMPANY INC
June 14, 1974 - July 5, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/12/1974
Registered Representative ExaminationSeries 40
Date: 8/1/1978
Registered Principal ExaminationCurrent Firm
PORCARI, FEARNOW & ASSOCIATES, INC.
CRD#: 7668 / SEC#: , 8-22934
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
