David D. Plageman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Desales Plageman was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1966. David had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - January 3, 2021
BB&T SECURITIES, LLC
January 2, 2013 - January 3, 2021
BB&T SECURITIES, LLC
May 5, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
April 7, 1993 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
May 31, 1974 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
February 2, 1970 - July 4, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
November 9, 1966 - August 12, 1971
ABBOTT, PROCTOR & PAINE,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/7/1966
Registered Representative ExaminationSeries 40
Date: 5/6/1976
Registered Principal ExaminationCurrent Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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