Jeffrey L. Pittsburg
Professional summary
Jeffrey Louis Pittsburg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Jeffrey had worked at 10 firms, which includes LAMPERT CAPITAL MARKETS INC., DOMINARI SECURITIES LLC, PITTSBURG INSTITUTIONAL INC., JACKSON PARTNERS & ASSOCIATES INC., FAB SECURITIES OF AMERICA INC., OPPENHEIMER & CO. INC., FAHNESTOCK INTERNATIONAL INC., GRUNTAL & CO. L.L.C., BUTCHER & SINGER INC., EDWARDS & HANLY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2003 - July 19, 2004
LAMPERT CAPITAL MARKETS INC.
February 13, 2001 - July 17, 2001
DOMINARI SECURITIES LLC
October 6, 1994 - May 24, 2001
PITTSBURG INSTITUTIONAL INC.
August 28, 1992 - May 17, 1994
JACKSON PARTNERS & ASSOCIATES, INC.
November 1, 1991 - October 22, 1992
FAB SECURITIES OF AMERICA, INC.
April 12, 1988 - October 14, 1991
OPPENHEIMER & CO. INC.
April 1, 1988 - April 12, 1988
FAHNESTOCK INTERNATIONAL INC.
May 6, 1986 - October 14, 1991
OPPENHEIMER & CO. INC.
December 18, 1981 - April 17, 1986
GRUNTAL & CO., L.L.C.
August 7, 1975 - January 3, 1982
BUTCHER & SINGER INC.
September 17, 1969 - September 21, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/15/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 12/13/1982
Interest Rate Options ExaminationSeries 15
Date: 12/7/1982
Foreign Currency Options ExaminationPC
Date: 8/1/1977
AMEX Put and Call ExamSeries 1
Date: 9/12/1969
Registered Representative ExaminationCurrent Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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