Andrew T. Pitchess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Terry Pitchess was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1969. Andrew had worked at 10 firms and has passed the Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - February 4, 2021
CAPITAL SYNERGY PARTNERS
January 25, 2011 - December 14, 2011
QUESTAR CAPITAL CORPORATION
February 5, 2010 - December 31, 2010
CINCINNATI ANALYSTS, INC.
January 18, 2008 - January 4, 2010
FINANCIAL WEST GROUP
May 21, 2004 - January 16, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 1, 1997 - May 24, 2004
OSAIC FS, INC.
October 2, 1996 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
June 18, 1989 - October 11, 1996
SUNAMERICA SECURITIES, INC.
September 30, 1985 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
April 11, 1969 - October 11, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 4/7/1969
Registered Representative ExaminationCurrent Firm
CAPITAL SYNERGY PARTNERS
CRD#: 148733 / SEC#: 801-117828, 8-68060
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
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