Robert R. Pino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Raymond Pino, who also goes by Bob Pino, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 2 firms and has passed the Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 1986 - August 14, 1991
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 2, 1973 - April 9, 1975
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/19/1973
Registered Representative ExaminationCurrent Firm
AMERICAN GENERAL EQUITY SERVICES CORPORATION
CRD#: 5435 / SEC#: , 8-15847
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY | OWNER | |
| BLEWS, LAURENCE EUGENE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | 1958916 |
| FORTIN, MARY JANE BARTOLOTTA | CHAIRMAN, DIRECTOR | 4648706 |
| GATESMAN, RICHARD JOHN II | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2162534 |
| JENNINGS, KYLE | SECRETARY | |
| OSMONSON, DEANNA DEE | VICE PRESIDENT, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 1961054 |
| REINER, JOHN JAY | TREASURER, CONTROLLER, FINOP | 4052196 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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