Stuart L. Pinkert
Professional summary
Stuart Leslie Pinkert is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1965. Stuart has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 1, Series 28, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Leslie Pinkert's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2010 - Present
CHAUNER SECURITIES, INC.
Office #1: 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735April 9, 1965 - September 30, 2010
DAVID SHERMAN & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2011)
(12/7/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 5/22/1962
Registered Representative ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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