RP
Ronald W. Pinckard
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Austin, TX 78749
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CRD#: 363702
RP
Professional summary
Ronald Wayne Pinckard, who also goes by Ronny Pinckard, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Austin, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Austin, Texas.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Ronald has worked at 13 firms and has passed the Series 7TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronny Pinckard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-RENTAL PROPERTY OWNER, 6012 W WILLIAM CANNON DR, APT A101, AUSTIN, TX, 12/2006. NIR - 1 HR/MO - 0/TRADING.
2-INNET FINANCIAL GROUP INC, 6012 W WILLIAM CANNON DR, APT A101, AUSTIN, TX, 4/1992 AS CEO/ INDEPENDENT INSURANCE AGENT SINCE 6/1964 SELLING P&C, HEALTH, LIFE, & TERM PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK INSURANCE/40 HR/WK CEO - 1/TRADING INSURANCE/ 30/TRADING CEO.
3-RDM ADVISOR NETWORK LLC, 10620 TRAD RD, RICHMOND, VA, 7/2013 AS PARTNER IN LLC TO FUND PRODUCER EDUCATION AND APPRECIATION ACTIVITIES. INV REL - 0 HRS.
4-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Wayne Pinckard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6012 W William Cannon Dr. Ste A101, Austin, TX 78749RIA
CRD#: 134139
Austin, TX
Current
April 18, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6012 W Williams Cannon Dr. Ste A101, Austin, TX 78749BD
CRD#: 39543
Austin, TX
Past
March 10, 1992 - April 28, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
AUSTIN, TX
Past
March 10, 1992 - April 28, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
AUSTIN, TX
Past
July 5, 1989 - March 9, 1992
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
March 1, 1988 - April 25, 1989
SOURCE SECURITIES, INC.
BD
CRD#: 8026
Past
May 15, 1987 - March 8, 1988
SECURITIES NETWORK, INC.
BD
CRD#: 8671
Past
May 14, 1986 - May 15, 1987
UAN INVESTMENT CORP.
BD
CRD#: 16665
Past
February 22, 1985 - December 8, 1986
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
BD
CRD#: 13642
Past
December 16, 1980 - January 28, 1986
ZAHORIK COMPANY, INC.
BD
CRD#: 8580
Past
August 11, 1977 - December 16, 1980
CONFERENCE CONCEPTS, INC.
BD
CRD#: 7455
Past
June 15, 1974 - April 10, 1980
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
Past
June 13, 1973 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
BD
CRD#: 4291
Past
October 2, 1972 - August 11, 1977
BELL SECURITIES CORPORATION
BD
CRD#: 84
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/2/2024)
RR
Louisiana(4/18/2016)
RR
Texas(4/18/2016)
IAR
Texas(4/18/2016)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/26/1972
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
