John F. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Perry, who also goes by Jack Perry, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 7 firms and has passed the Series 63, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1995 - May 10, 2000
NATIONAL SECURITIES CORPORATION
March 16, 1993 - June 5, 1995
G.R. STUART & COMPANY, INC.
May 15, 1990 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
November 28, 1989 - April 4, 1990
REALTA EQUITIES, INC.
June 25, 1980 - October 19, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 2, 1973 - June 5, 1980
EQUITY SERVICES, INC.
July 17, 1969 - July 29, 1973
CNA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/2/1967
Registered Representative ExaminationSeries 8
Date: 7/20/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
