Edward H. Perrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Henry Perrone, who also goes by Edward Lee Lichti, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1974. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2009 - May 25, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 1, 2006 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 20, 2004 - November 14, 2006
EAGLE PLANS, INC.
November 21, 2002 - December 31, 2002
EAGLE PLANS, INC.
May 31, 1988 - May 25, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 24, 1983 - August 16, 1984
ANFS, INC.
June 19, 1983 - June 14, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 8, 1978 - June 2, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 28, 1974 - February 5, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 28, 1974 - February 5, 1979
OSAIC FA, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/23/1974
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
