Ronald L. Perkins

RONALD L PERKINS DBA PERKINS FINANCIAL

MADISON, WI 53711

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CRD#: 360313

Professional summary

Ronald Lee Perkins, who also goes by Perk Perkins, is a registered financial advisor currently at RONALD L PERKINS DBA PERKINS FINANCIAL located in Madison, Wisconsin.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Ronald has worked at 3 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Perk Perkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED BUSINESS THROUGH VARIOUS INSURANCE COMPANIES; SALE OF LIFE INSURANCE, HEALTH INSURANCE, LEGAL EXPENSE INSURANCE, FIXED ANNUITIES, AND VOLUNTARY EMPLOYEE BENEFITS. PERKINS BENEFIT SOLUTIONS, LLC NOT INVESTMENT RELATED 2514 Homestead Road Madison, WI 53711 NATURE BENEFIT SALES AND CONSULTING OWNER START DATE 08/22/2011. 0 HRS DEVOTED PER MONTH WITH 0 HRS DURING SECURITIES TRADING HOURS. DUTIES MANAGERIAL President of the Immanuel Lutheran Church Endowment Foundation, Inc 1 hrs per month. DBA: PERKINS FINANCIAL LTD Started in 1/1/2005. Ronald L Perkins DBA started in 2022 3/1/2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Perkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2019 - Present

RONALD L PERKINS DBA PERKINS FINANCIAL

Office #1: 2514 Homestead Road, Madison, WI 53711

RIA

CRD#: 304422

MADISON, WI

Past

August 30, 2005 - June 3, 2019

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

MADISON, WI

Past

January 20, 1989 - June 3, 2019

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

MADISON, WI

Past

May 16, 1969 - February 9, 1989

G. R. PHELPS & CO., INC.

CRD#: 173

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 5/14/1969

Registered Representative Examination

Current Firm

RONALD L PERKINS DBA PERKINS FINANCIAL

CRD#: 304422 / SEC#:

Wisconsin

Registered Investment Advisory firm - (8/12/2019 Approved)

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Contact information

Main Address

2514 Homestead Road, Madison, WI 53711

Mailing Address

Phone number

(608) 235-2575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,701,079

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Ronald L. Perkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Perkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

RONALD L PERKINS DBA PERKINS FINANCIAL

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

G. R. PHELPS & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/1983

SIE

Date: 10/1/2018

Series 1

Date: 5/14/1969

Current Firm

RONALD L PERKINS DBA PERKINS FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RONALD L PERKINS DBA PERKINS FINANCIAL

TRUST BUT VERIFY

Contact information

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