Theodore R. Burkhart

CARY STREET PARTNERS

San Antonio, TX 78232

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CRD#: 35956

Professional summary

Theodore Ray Burkhart, who also goes by Ted Burkhart, is a registered financial advisor currently at CARY STREET PARTNERS located in San Antonio, Texas and CARY STREET PARTNERS located in San Antonio, Texas.

Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Theodore has worked at 13 firms and has passed the Series 63, Series 7TO, SIE, Series 5, PC, Series 1 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Burkhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FOUR CREME LTD., HOUSTON, TX. NOT INVESTMENT RELATED. TITLE-LTD PARTNER, BUSINESS-OWN & OPERATE DAY CARE CENTER UNDER NAME OF CREME DE LA CREME. START DATE-03/14/03. HOURS/MONTH/NONE. 2. THIRSTBUSTERS, LLC. HOUSTON, TX., LTD PARTNER. NOT INVESTMENT RELATED. OWNER/RESTAURANT/CASINO. 0 HRS/MONTH DUTIES:NONE. 3. CHURCH CAPITAL CAMPAIGN CONSULTANTS, 2 LONGSFORD, SA TEXAS 78209, NOT INVESTMENT RELATED, NATURE OF BUSINESS: CONSULTING WITH CHURCHES UNDERTAKING CAPITAL CAMPAIGNS, TITLE: SOLE PROPRIETOR, STARTED 8/1/13, 10-15HRS/MONTH 2-3HRS/MONTH DURING TRADING HRS, CONSULTATION & ORGANIZATION OF CAPITAL FUNDS CAMPAIGN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Ray Burkhart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2013 - Present

CARY STREET PARTNERS

Office #1: 13750 San Pedro Ave Suite 940, San Antonio, TX 78232

RIA

CRD#: 128545

San Antonio, TX

Current

December 6, 2013 - Present

CARY STREET PARTNERS

Office #1: 13750 San Pedro Ave Suite 940, San Antonio, TX 78232

CRD#: 128089

San Antonio, TX

Past

May 18, 2009 - December 9, 2013

RIVERSTONE WEALTH MANAGEMENT, INC.

RIA

CRD#: 40418

SAN ANTONIO, TX

Past

May 18, 2009 - December 9, 2013

RIVERSTONE WEALTH MANAGEMENT, INC.

CRD#: 40418

SAN ANTONIO, TX

Past

January 11, 2002 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN ANTONIO, TX

Past

January 11, 2002 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN ANTONIO, TX

Past

March 2, 1998 - January 24, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

April 25, 1988 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

March 15, 1984 - May 4, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

November 26, 1979 - March 7, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Past

January 18, 1978 - November 26, 1979

LOEB PARTNERS

CRD#: 7534

Past

January 4, 1977 - January 18, 1978

LOEB RHOADES & CO. INC.

CRD#: 7502

Past

August 22, 1973 - January 4, 1977

LOEB, RHOADES & CO. INC.

CRD#: 525

Past

May 2, 1972 - November 5, 1973

DOMIK CORP.

CRD#: 223

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Virginia

Registered Investment Advisory firm - (3/2/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/3/2014)

Illinois
(1/27/2025)

New York
(3/3/2020)

Oklahoma
(1/27/2025)

Texas
(12/6/2013)

IAR

Texas
(12/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/19/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/17/1981

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 9/7/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 4/27/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 8

Date: 1/30/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Virginia

Registered Investment Advisory firm - (3/2/2007 Terminated)

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Contact information

Main Address

901 East Byrd Street Suite 1001, Richmond, VA 23219

Mailing Address

Phone number

(804) 340-8100

Established

Firm type

Fiscal year end

# of Employees

166

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CSPIA FORM ADV PART 2A FIRM BROCHURE DATED 06/27/2025 (6/27/2025)

CSPIA FORM ADV PART 2A WRAP BROCHURE DATED 06/27/2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	13,853
AUM (Assets Under Management)	$ 8,263,891,736

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2024	Cover Page	Report
07/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Theodore R. Burkhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Ray Burkhart's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARY STREET PARTNERS

RIVERSTONE WEALTH MANAGEMENT, INC.

RIVERSTONE WEALTH MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

LOEB PARTNERS

LOEB RHOADES & CO. INC.

LOEB, RHOADES & CO. INC.

DOMIK CORP.

Primary Firm SEC Registration

CARY STREET PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/1982

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 10/17/1981

PC

Date: 9/7/1977

Series 1

Date: 4/27/1972

Series 8

Date: 1/30/1989

FINRA

Current Firm

CARY STREET PARTNERS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARY STREET PARTNERS

TRUST BUT VERIFY

Contact information

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