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John F. Patzman

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CRD#: 358125
JP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Frederick Patzman was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1968. John had worked at 10 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 11, 2009 - April 26, 2017

WEALTH RESCUE STRATEGIES, INC.

RIA
CRD#: 146965
LA JOLLA, CA
Past

October 18, 1989 - September 14, 2009

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
TUCSON, AZ
Past

November 10, 1988 - January 1, 1989

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
Past

July 1, 1986 - August 11, 1989

VALUE EQUITIES CORPORATION

BD
CRD#: 13316
Past

May 23, 1984 - July 1, 1986

MAI SECURITIES CORPORATION

BD
CRD#: 13200
Past

May 9, 1979 - May 15, 1984

FINANCIAL PLANNERS EQUITY CORPORATION

BD
CRD#: 7420
Past

December 7, 1977 - September 10, 1982

G. R. HEDIN CO.

BD
CRD#: 7467
Past

November 26, 1976 - October 23, 1977

PHIL YOUNG SECURITIES, INC

BD
CRD#: 6891
Past

May 2, 1975 - August 12, 1988

GENERAL AMERICAN LIFE INSURANCE COMPANY

BD
CRD#: 3963
Past

July 3, 1974 - December 15, 1976

FIRST COLUMBIA CORPORATION

BD
CRD#: 6443
Past

July 19, 1968 - July 28, 1974

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/4/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 7/13/1968
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


WR
WEALTH RESCUE STRATEGIES, INC.
THE RETIREMENT CONSULTING GROUP | WEALTH RESCUE STRATEGIES, INC. DBA RETIREMENT CONSULTING GROUP | WEALTH RESCUE STRATEGIES, INC.

CRD#: 146965 / SEC#: 801-70353

RIA
Registered Investment Advisory firm - (10/5/2012 Terminated)
Arizona
Registered Investment Advisory firm - (5/29/2012 Approved)
California
Registered Investment Advisory firm - (10/3/2012 Approved)
Texas
Registered Investment Advisory firm - (8/24/2012 Approved)
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Contact information


Main Address
10089 Willow Creek Rd #200, San Diego, CA 92131
Mailing Address
Po Box 880765, San Diego, CA 92168
Phone number
(858) 456-4848
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts20
AUM (Assets Under Management)$ 52,650,485

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH RESCUE STRATEGIES, INC.

CRD#: 146965

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