William N. Patton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Newton Patton, who also goes by Bill Patton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 4 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - January 6, 2020
INTEGRA FINANCIAL, INC.
January 19, 2006 - April 6, 2011
WALNUT STREET SECURITIES, INC.
May 15, 2000 - November 2, 2006
WALNUT STREET ADVISERS INC
April 5, 1999 - April 6, 2011
WALNUT STREET SECURITIES, INC.
January 16, 1973 - April 20, 1999
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
INTEGRA FINANCIAL, INC.
CRD#: 113422 / SEC#: 801-126823
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/10/1973
Registered Representative ExaminationCurrent Firm
INTEGRA FINANCIAL, INC.
CRD#: 113422 / SEC#: 801-126823
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 481 |
| AUM (Assets Under Management) | $ 157,397,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
