Felix R. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felix Roman Park JR, who also goes by Felix R Park, was a registered financial advisor .
Felix is a previously registered financial advisor and started their career in finance in 1966. Felix had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 1, Series 8, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2010 - November 1, 2019
GRF CAPITAL INVESTORS, INC.
May 30, 2001 - October 26, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 18, 2001 - October 26, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 16, 1986 - March 23, 2001
A. G. EDWARDS & SONS, INC.
April 19, 1983 - December 27, 1985
CITIGROUP GLOBAL MARKETS INC.
September 16, 1982 - April 13, 1983
PORCARI, FEARNOW & ASSOCIATES, INC.
February 18, 1981 - August 30, 1982
A. G. EDWARDS & SONS, INC.
March 15, 1979 - February 23, 1981
RAUSCHER PIERCE REFSNES, INC.
September 26, 1978 - November 12, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 1975 - February 26, 1979
DEAN WITTER & CO. INCORPORATED
July 13, 1966 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 7/14/1992
Foreign Currency Options ExaminationSeries 5
Date: 7/7/1992
Interest Rate Options ExaminationSeries 1
Date: 8/15/1962
Registered Representative ExaminationSeries 8
Date: 2/5/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 6/1/1975
NYSE Branch Manager ExaminationSeries 40
Date: 5/5/1975
Registered Principal ExaminationCurrent Firm
GRF CAPITAL INVESTORS, INC.
CRD#: 24971 / SEC#: , 8-41494
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEINRICH, MARK WEST | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINOP, CFO, | 2459057 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
