Gary J. Palmer

HAESE FINANCIAL GROUP

Oregon, WI

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CRD#: 355588

Professional summary

Gary James Palmer is a registered financial advisor currently at HAESE FINANCIAL GROUP INC located in Oregon, Wisconsin and SUPERIOR FINANCIAL SERVICES,INC. located in Oregon, Wisconsin.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Gary has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT APPROX 1 HOUR PER WEEK GARY PALMER FARMS/100% OWNER/10% TIME SPENT/I FARM MY MOTHERS FARM. I PAY HER - CASH RENT. I ALSO RENT TWO SMALL PARCELS FROM NON FAMILY. I ALSO CUSTOM FARM AND ALSO HIRE OTHERS TO FARM FOR ME. ANNUAL INCOME AROUND $10,000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary James Palmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2014 - Present

HAESE FINANCIAL GROUP INC

RIA

CRD#: 108980

Oregon, WI

Current

April 9, 2013 - Present

SUPERIOR FINANCIAL SERVICES,INC.

Office #1: 4016 Lally Rd, Oregon, WI 53575

CRD#: 104165

Oregon, WI

Past

March 29, 2006 - April 9, 2013

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

MADISON, WI

Past

September 11, 2002 - April 9, 2013

GIRARD SECURITIES, INC.

CRD#: 18697

MADISON, WI

Past

December 23, 1988 - September 18, 2002

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

April 3, 1981 - January 1, 1989

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Past

August 6, 1973 - April 20, 1981

EDWARD JONES

CRD#: 250

Past

January 5, 1972 - August 11, 1973

LOEWI & CO., INCORPORATED

CRD#: 526

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/13/2021)

California
(7/15/2014)

Florida
(5/1/2013)

Illinois
(7/12/2013)

Indiana
(8/28/2018)

Iowa
(8/28/2013)

Massachusetts
(2/23/2023)

Minnesota
(2/3/2021)

Virginia
(1/27/2014)

Wisconsin
(4/9/2013)

IAR

Wisconsin
(5/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/22/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/21/1982

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1981

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAESE FINANCIAL GROUP INC

CRD#: 108980 / SEC#: 801-57602

RIA

Registered Investment Advisory firm - (3/15/2004 Terminated)

Georgia

Registered Investment Advisory firm - (5/13/2011 Approved)

Illinois

Registered Investment Advisory firm - (5/16/2017 Approved)

Wisconsin

Registered Investment Advisory firm - (3/15/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

N168 W21931 Main Street, Jackson, WI 53037

Mailing Address

Po Box 139, Jackson, WI 53037

Phone number

(262) 677-8106

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary J. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary James Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPERIOR FINANCIAL SERVICES,INC.

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

SPELMAN & CO., INC.

FIRST AFFILIATED SECURITIES, INC.

EDWARD JONES

LOEWI & CO., INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2006

Series 63

Date: 5/31/1983

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 12/22/1971

Series 4

Date: 5/21/1982

Series 24

Date: 6/22/1981

FINRA

Current Firm

HAESE FINANCIAL GROUP INC

Contact information

Documents

Red Flags

Company Information

HAESE FINANCIAL GROUP INC

TRUST BUT VERIFY

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