Henry J. Otoole
Professional summary
Henry James Otoole is a registered financial professional currently at O'TOOLE INSURANCE & SECURITIES located in College Point, New York.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1972. Henry has worked at 1 firm and has passed the Series 99TO, Series 52TO, Series 7TO, SIE, Series 53, Series 14, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry James Otoole's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 1972 - Present
O'TOOLE INSURANCE & SECURITIES
Office #1: 14-30 College Point Blvd, College Point, NY 11356Office #2: 14-30 College Point Blvd, College Point, NY 11356State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/1996)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 00
Date: 10/30/1972
General Securities Principal ExaminationFINRA
Current Firm
O'TOOLE INSURANCE & SECURITIES
CRD#: 5120 / SEC#: , 8-15522
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OTOOLE, HENRY JAMES | CHIEF COMPLIANCE OFFICER | 354190 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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