Myron Oppenheimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myron Oppenheimer was a registered financial professional .
Myron is a previously registered financial professional and started their career in finance in 1967. Myron had worked at 5 firms and has passed the Series 63, SIE, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2004 - October 2, 2018
AXIOM CAPITAL MANAGEMENT, INC.
June 2, 2000 - July 23, 2004
UBS FINANCIAL SERVICES INC.
September 12, 1974 - June 14, 2000
J.P. MORGAN SECURITIES LLC
October 23, 1972 - October 10, 1974
JSC SECURITIES, INC.
May 18, 1971 - February 1, 1973
BRUKENFELD, MITCHELL & CO.
August 11, 1967 - June 3, 1971
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/29/1981
Interest Rate Options ExaminationPC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 3/2/1960
Registered Representative ExaminationCurrent Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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