Frank M. Oliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Michael Oliver was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1969. Frank had worked at 9 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2018 - January 2, 2020
LION STREET FINANCIAL, LLC
November 15, 1993 - July 31, 2018
FSC SECURITIES CORPORATION
May 4, 1993 - July 31, 2018
FSC SECURITIES CORPORATION
May 18, 1991 - December 31, 1992
LINCOLN INVESTMENT
April 18, 1991 - November 24, 1993
VISION INVESTMENT GROUP, INC.
October 16, 1986 - June 10, 1991
HDA SERVICE CORPORATION
March 26, 1981 - October 13, 1986
FSC SECURITIES CORPORATION
May 11, 1976 - May 1, 1981
NIES/BRAUER SECURITIES, INC.
January 2, 1974 - June 3, 1976
HARDY, HARDY & ASSOCIATES, INC.
June 2, 1972 - November 1, 1973
THE PIONEER GROUP, INC.
October 2, 1969 - June 24, 1972
ECONOMIC RESEARCH ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/16/1968
Registered Representative ExaminationSeries 00
Date: 9/20/1969
General Securities Principal ExaminationCurrent Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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