Walter E. Nightingale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Edward Nightingale, who also goes by Walter Edw Nightingale, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1969. Walter had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 41, Series 1, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2000 - May 31, 2004
NIGHTINGALE & FARBER CAPITAL, LLC
December 20, 1996 - February 26, 2016
W.E. NIGHTINGALE BROKERAGE SERVICES, INC.
July 7, 1995 - May 14, 2018
W.E. NIGHTINGALE & CO., INC.
March 9, 1993 - September 16, 1994
WELLS FARGO INVESTMENTS, LLC
October 22, 1991 - June 1, 1993
MARTIN SIMPSON & COMPANY, INC.
December 4, 1989 - August 28, 1991
MARTIN SIMPSON & COMPANY, INC.
October 19, 1987 - August 5, 1989
PRESCOTT, BALL & TURBEN, INC.
June 4, 1984 - July 1, 1986
CIBC WORLD MARKETS CORP.
July 1, 1982 - May 18, 1984
WELLS FARGO INVESTMENTS, LLC
September 26, 1978 - June 20, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1971 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
October 22, 1969 - May 15, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 8/21/1982
NYSE Allied Member ExaminationSeries 1
Date: 3/29/1968
Registered Representative ExaminationSeries 12
Date: 6/18/1983
NYSE Branch Manager ExaminationCurrent firm
No current employment
Red Flags
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