Ronald G. Neuenschwander

TLG ADVISORS

Fort Wayne, IN 46845

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CRD#: 346666

Professional summary

Ronald Glen Neuenschwander is a registered financial advisor currently at TLG ADVISORS, INC. located in Fort Wayne, Indiana and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Ronald has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 5, PC, Series 1, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) FSG, LLP - 1/1/2019 - 805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014 - Wholesaler, Present ideas and insurance concepts to financial advisors with wirehouses, Not Invt Rel, Insurance business, 80 hrs/mo; 40 hrs/mo (during trading hours). 2.) OWN RENTAL PROPERTIES - 9/1/2004 - Fort Wayne, IN - Owner, Own rental property and care for it, Not Invt Rel, Property rental, 2 hrs/mo; 2 hrs/mo during trading hours). 3.) TLG ADVISORS, INC - 2/11/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) IServices LLC - 3/1/23 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Owner, commissions and fees to the LLC, , not inv't related, fees and commissions earned into LLC to pay business expenses etc., 2 hrs/mo; 0 hrs/mo (during trading hours). 5.) LIFE INSURANCE SALES - 5/1/23 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Sales, Sell Personal Life policies to individuals, not inv't related, 2 hrs/mo; 2 hrs/mo (during trading hours). 6.) BOARD MEMBER OF SOUTH BAY CONDO ASSN TREASURER - 12/31/2023 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Treasurer, Handle the $20,000 dollar budget and pay bills of our assn, Not Invt Rel, 2 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Glen Neuenschwander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2020 - Present

TLG ADVISORS, INC.

Office #1: 12711 Falling Water Blvd, Fort Wayne, IN 46845

RIA

CRD#: 111052

Fort Wayne, IN

Current

February 11, 2020 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

October 1, 1999 - December 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT WAYNE, IN

Past

March 29, 1999 - December 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT WAYNE, IN

Past

October 9, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

February 22, 1990 - October 12, 1998

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

January 31, 1980 - March 5, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 8, 1978 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

March 2, 1976 - November 6, 1978

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

Past

June 17, 1975 - March 11, 1976

THE INCOME BUILDERS, INC.

CRD#: 2280

Past

August 24, 1973 - April 15, 1975

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/2/2023)

Florida
(2/14/2020)

Illinois
(2/14/2020)

Indiana
(2/11/2020)

IAR

Indiana
(2/11/2020)

North Carolina
(2/14/2020)

Ohio
(2/14/2020)

Oklahoma
(11/13/2020)

Texas
(2/14/2020)

Washington
(2/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/17/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/12/1981

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 5/1/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 8/18/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 12/12/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald G. Neuenschwander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Glen Neuenschwander's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

KEYBANC CAPITAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

THE INCOME BUILDERS, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/1996

Series 63

Date: 10/3/1986

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/17/2005

Series 5

Date: 12/12/1981

PC

Date: 5/1/1977

Series 1

Date: 8/18/1973

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 12/12/1990

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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