Milton A. Netcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Anthony Netcher was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1970. Milton had worked at 11 firms and has passed the Series 63, Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2001 - November 12, 2001
GILFORD SECURITIES INCORPORATED
April 7, 2000 - January 31, 2001
DIRKS & COMPANY, INC.
January 8, 1998 - June 1, 2000
ARJENT LTD.
June 27, 1997 - December 31, 1997
NATIONAL SECURITIES CORPORATION
December 10, 1981 - June 24, 1982
ROONEY, PACE INC.
March 11, 1981 - February 6, 1996
THOMAS P. REYNOLDS SECURITIES LTD.
May 28, 1980 - September 21, 1981
JOHN MUIR & CO.
May 24, 1979 - June 6, 1980
ADVEST, INC.
June 6, 1977 - May 27, 1979
BOWLING GREEN SECURITIES, INC.
October 18, 1976 - May 14, 1977
WOOD, STRUTHERS & WINTHROP INC
September 2, 1975 - November 20, 1976
BOWLING GREEN SECURITIES, INC.
April 13, 1970 - June 7, 1973
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/7/1969
Registered Representative ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
