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Milton Anthony Netcher

CRD# 346607·Registered 1970 - 2001
Previously Registered: Being a previously registered professional could mean that Milton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Milton Anthony Netcher was a registered financial advisor. Milton was a previously registered financial professional and started their career in finance 1970 - 2001. Milton had worked at 11 firms and has passed the Series 63, Series 55, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
February 8, 2001 - November 12, 2001
DIRKS & COMPANY, INC.·CRD# 42185
BD
New York, NY
April 7, 2000 - January 31, 2001
ARJENT LTD.·CRD# 35909
BD
New York, NY
January 8, 1998 - June 1, 2000
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
June 27, 1997 - December 31, 1997
ROONEY, PACE INC.·CRD# 6218
BD
December 10, 1981 - June 24, 1982
THOMAS P. REYNOLDS SECURITIES LTD.·CRD# 6414
BD
New York, NY
March 11, 1981 - February 6, 1996
JOHN MUIR & CO.·CRD# 2837
BD
May 28, 1980 - September 21, 1981
ADVEST, INC.·CRD# 10
BD
May 24, 1979 - June 6, 1980
BOWLING GREEN SECURITIES, INC.·CRD# 3652
BD
June 6, 1977 - May 27, 1979
WOOD, STRUTHERS & WINTHROP INC·CRD# 903
BD
October 18, 1976 - May 14, 1977
BOWLING GREEN SECURITIES, INC.·CRD# 3652
BD
September 2, 1975 - November 20, 1976
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
April 13, 1970 - June 7, 1973

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Current Firm

GS
GILFORD SECURITIES INCORPORATED

GILFORD SECURITIES INCORPORATED

CRD#: 8076 / SEC#: 8-24230
BD
Terminated by SEC on 12/28/2015

Contact Information

Established

New York since 09/24/1979

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORTHINGTON, RALPH IVCHAIRMAN AND CEO, CHIEF COMPLIANCE OFFICER472943
SACHS, BONNIE JANE EDELMANDIRECTOR, CFO, COO725100

Disclosures

Regulatory Event

21

Arbitration

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 1 — Registered Representative Examination

Passed Mar 1969

Series 24 — General Securities Principal Examination

Passed Dec 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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