Daniel Jared Nestlerode
Professional Summary
Daniel Jared Nestlerode was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1965 - 2022. Daniel had worked at 1 firm and has passed the Series 7TO, Series 99TO, Series 52TO, SIE, Series 1, Series 24, Series 53, Series 27 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
61 years in the financial services industry
Current & Past Employments
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Current Firm
DISCOUNT BROKERAGE OF PENNSYLVANIA | WWW.NESTLERODE.COM | NESTLERODE & LOY, INC. | NESTLERODE & COMPANY, INC. | NESTLERODE & CO., INC. | NESTLERODE & CO INC
Contact Information
Main Address
110 Regent Court Suite 202, State College, PA 16801Mailing Address
P.o. Box 343, State College, PA 16804-0343Phone Number
(814) 238-6249Established
Pennsylvania since 09/17/1965Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
4SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
FINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
612AUM (Assets Under Management)
$199,064,720Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DISCOUNT BROKERAGE OF PENNSYLVANIA | WWW.NESTLERODE.COM | NESTLERODE & LOY, INC. | NESTLERODE & COMPANY, INC. | NESTLERODE & CO., INC. | NESTLERODE & CO INC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 1 — Registered Representative Examination
Passed Apr 1965Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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