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BN

Bruce I. Nemirow

STONEHAVEN
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 346453
BN

Professional summary

Bruce Irving Nemirow MR., who also goes by Bruce Irving Nemirow, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Bruce is registered as a RR (Registered Representative) and started their career in finance in 1974. Bruce has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 3, Series 15, Series 5, PC, Series 1, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bruce Irving Nemirow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce Irving Nemirow MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2024 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

October 8, 2001 - November 19, 2024

CAPITAL GROWTH ADVISORS LLC

BD
CRD#: 41847
NEY YORK, NY
Past

October 21, 1986 - May 3, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

April 22, 1980 - September 29, 1986

MOSELEY SECURITIES CORPORATION

BD
CRD#: 7908
Past

August 11, 1976 - May 27, 1980

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

June 26, 1974 - August 12, 1976

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/13/2024)
RR
New York
(11/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/6/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 8/30/2001
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 15
Date: 12/6/1982
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 9/21/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 2/25/1980
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 6/24/1974
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/18/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/13/1977
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SL
STONEHAVEN, LLC
STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Phone number
(917) 349-7050
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEHAVEN, LLC

CRD#: 118913New York, NY 10020

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