Carl K. Nemenz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Kenneth Nemenz was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1969. Carl had worked at 11 firms and has passed the Series 63, SIE, Series 1, Series 28, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2000 - December 31, 2007
FOURTH STREET PERFORMANCE PARTNERS, INC.
March 3, 1992 - March 27, 2015
FOURTH STREET FINANCIAL GROUP, INC.
December 11, 1991 - February 28, 1992
J. D. SEIBERT & COMPANY, INC.
September 4, 1990 - December 7, 1991
WELLS FARGO CLEARING SERVICES, LLC
June 19, 1983 - August 23, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 9, 1975 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
March 31, 1975 - July 6, 1979
ILG SECURITIES CORPORATION
September 5, 1974 - March 26, 1979
ALMSTEDT BROTHERS, INC.
July 6, 1972 - June 15, 1974
VERCOE & COMPANY, INC.
December 3, 1970 - July 28, 1972
W D GRADISON & COMPANY
June 17, 1969 - January 2, 1971
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/16/1969
Registered Representative ExaminationSeries 28
Date: 2/12/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 12
Date: 10/9/1975
NYSE Branch Manager ExaminationCurrent Firm
FOURTH STREET PERFORMANCE PARTNERS, INC.
CRD#: 107339 / SEC#: 801-41524
Contact information
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 4,834,220,381 |
Red Flags
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