Leo V. Natalicchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Vincent Natalicchio was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1966. Leo had worked at 11 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1999 - November 2, 2006
WORLD INVESTMENTS, LLC
May 8, 1996 - March 3, 1999
LOCUST STREET SECURITIES, INC.
April 20, 1995 - August 28, 1995
SUNAMERICA SECURITIES, INC.
January 29, 1992 - November 15, 1994
F & G SECURITIES, INC.
November 21, 1989 - March 5, 1990
FOCUS II SECURITIES, INC.
December 17, 1988 - November 16, 1989
CADARET, GRANT & CO., INC.
November 4, 1987 - January 24, 1992
HIMCO DISTRIBUTION SERVICES COMPANY
October 20, 1986 - November 22, 1988
FOCUS SECURITIES, INC.
October 29, 1980 - June 11, 1986
CARDELL & ASSOCIATES, INCORPORATED
September 11, 1973 - October 24, 1980
INDEPENDENT FINANCIAL PLANNERS CORPORATION
August 17, 1966 - July 31, 1973
LION INVESTORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/23/1958
Registered Representative ExaminationCurrent Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
