GN
Gary A. Nagel
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Overland Park, KS 66210
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CRD#: 344536
GN
Professional summary
Gary Alvin Nagel is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Overland Park, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Overland Park, Kansas.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Gary has worked at 14 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GARY A NAGEL 10851 MASTIN BLVD, STE 120, OVERLAND PARK KS, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/15/67, INV REL, 5/MO- 0/TRADING 2) WYCLIFFE USA, 11221 JOHN WYCLIFFE BLVD, ORLANDO, FL, BOARD MEMBER OF A NON-PUBLIC ENTITY, 09/15/15, NIR, 10/YR- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/06/20 4) WEALTH MANAGEMENT GROUP OF KC, INC. 10851 MASTIN BLVD, STE 120, OVERLAND PARK, KS, DBA/S-CORP, 11/30/00, PRESIDENT, 32 HR/WK- 32/TRADING HR. 5) SERVANT FOUNDATION DBA, THE SIGNATY, 171 W 95TH STREET #501, OVERLAND PARK, KS, BOARD CHAIR, NIR- 10 HR/MO- 0/TRADING HR. 6) DEERBROOK COMMUNITY ASSOCIATION, Overland Park KS 66062, 10/2021, Board Member, neighborhood renovation approval, appearance, budget approval, NIR 1 HR/MO - 0 HR/MO TRADING 7) COLONIAL PRESBYTERIAN CHURCH, 9500 Wornall Rd, Kansas City MO, 03/2023, Board Member, NIR, 8 HR/MO, 0 HR/MO Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gary Alvin Nagel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 10851 Mastin Blvd. Ste. 120, Overland Park, KS 66210Office #2: 7514 N Oak Trafficway Ste. B, Gladstone, MO 64118RIA
CRD#: 134139
Overland Park, KS
Current
November 6, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 10851 Mastin Blvd. Ste. 120, Overland Park, KS 66210Office #2: 7514 N Oak Trafficway Ste. B, Gladstone, MO 64118BD
CRD#: 39543
Overland Park, KS
Past
September 1, 2009 - November 10, 2020
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
OVERLAND PARK, KS
Past
September 1, 2009 - November 10, 2020
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
OVERLAND PARK, KS
Past
December 11, 1997 - September 1, 2009
OSAIC WEALTH, INC.
RIA
CRD#: 23131
OVERLAND PARK, KS
Past
October 17, 1994 - September 1, 2009
OSAIC WEALTH, INC.
BD
CRD#: 23131
OVERLAND PARK, KS
Past
November 12, 1993 - October 18, 1994
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
LAKE ST. LOUIS, MO
Past
July 1, 1993 - March 31, 2011
WEALTH MANAGEMENT GROUP OF KC, INC.
RIA
CRD#: 115884
OVERLAND PARK, KS
Past
June 5, 1990 - November 12, 1993
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
February 9, 1989 - June 12, 1990
PRIMELINE SECURITIES CORP.
BD
CRD#: 15896
WICHITA, KS
Past
July 20, 1987 - February 12, 1988
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
Past
August 12, 1986 - July 21, 1987
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
Past
April 13, 1981 - July 15, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
March 8, 1978 - July 7, 1978
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Past
March 8, 1977 - June 21, 1979
OLD SLIP CAPITAL MANAGEMENT, INC.
BD
CRD#: 7360
Past
November 18, 1969 - March 8, 1977
CNA INVESTOR SERVICES, INC.
BD
CRD#: 163
Past
October 15, 1969 - August 10, 1987
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/6/2020)
RR
Kansas(11/6/2020)
IAR
Kansas(11/6/2020)
RR
Maryland(11/6/2020)
RR
Michigan(11/6/2020)
RR
Missouri(11/6/2020)
RR
Nebraska(11/6/2020)
RR
North Carolina(11/13/2020)
RR
Rhode Island(10/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/10/1969
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Overland Park, KS 66210TRUST BUT VERIFY
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