Barry J. Nadell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Jon Nadell, who also goes by Barry Nadell, Barry Nandell, Barry Jon Nasdell, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1970. Barry had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - February 11, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 8, 1991 - March 27, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 31, 1989 - October 17, 2001
IDS LIFE INSURANCE COMPANY
July 31, 1989 - October 17, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
November 29, 1982 - August 17, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 18, 1982 - November 30, 1982
CAPITAL CONCEPTS INVESTMENT CORP.
October 21, 1974 - February 26, 1982
VERAVEST INVESTMENTS, INC.
December 4, 1973 - December 22, 1974
SPECIALIZED SECURITIES CORPORATION
September 28, 1972 - December 19, 1973
STERN, FRANK, MEYER & FOX, INCORPORATED
September 11, 1970 - September 22, 1972
HAYDEN STONE INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1968
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
