Melvyn H. Nachman

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CRD#: 344386

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melvyn Henry Nachman, CFP® was a registered financial professional .

Melvyn is a previously registered financial professional and started their career in finance in 1972. Melvyn had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MEL NACHMAN INSURANCE, SOLE PROPRIETOR, START DATE: 1970, 100 E. THOUSAND OAKS, BLVD. STE 150 THOUSAND OAKS, CA 91360, INSURANCE AGENCY/OWNER/AGENT OF LIFE, HEALTH, DISABILITY, LTC INSURANCE, NOT INVESTMENT RELATED, 128 HOURS PER MONTH 3 HOURS PER DAY DURING TRADING HOURS. 2. PROFESSIONAL PLANNING, SOLE PROPRIETOR, START DATE: 1999, 100 E. THOUSAND OAKS BLVD. STE 150 THOUSAND OAKS, CA 91360, RIA/OWNER, INVESTMENT RELATED, 128 HOURS PER MONTH, 3 HOURS PER DAY DURING TRADING HOURS. 3. MEL NACHMAN REAL ESTATE, SOLE PROPRIETOR, START DATE: 1986, 32620 TORCHWOOD PLACE WESTLAKE VILLAGE, CA 91361, REAL ESTATE BROKER/OWNER, NOT INVESTMENT RELATED, 32 HOURS PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS. 4. UNITED CEREBRAL PALSY, CHARITY/NON-PROFIT, START DATE: 1997, 6430 INDEPENDENCE AVE. WOODLAND HILLS, CA 91367, BOARD OF GOVERNORS, NOT INVESTMENT RELATED, <1 HOUR PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 5. Thousand Oaks Financial Corporation DBA Professional Planning, Start Date: 04/15/2019, 100 E Thousand Oaks Blvd., Suite 150, Thousand Oaks, CA 91360, Corporation, Thousand Oaks Financial Corp, President, Same as "Melvyn Nachman" DBA Professional Planning, Investment Related, 35 hours per month, 6 hours per day during trading hours. 6. Thousand Oaks Financial, LLC., Start Date: 07/09/2020, 100 E. Thousand Oaks Blvd., Suite 150, Thousand Oaks, CA 91360, LLC, Holds stock of Thousand Oaks Financial Corp, Managing Partner, Transfer stock to Once Capital Management, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 7. One Capital Management, LLC., Start Date: 10/20/2020, 3075 Townsgate Road, Suite 350, Westlake Village, CA 91361, Limited Liability Corporation, RIA, Executive Director, Financial Advisor, Investment Related, 170 Hours per month, 4 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 30, 2020 - December 4, 2024

ONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 114861

THOUSAND OAKS, CA

Past

May 8, 2009 - December 31, 2010

MUTUAL SECURITIES, INC.

RIA

CRD#: 13092

THOUSAND OAKS, CA

Past

May 8, 2009 - December 31, 2021

MUTUAL SECURITIES, INC.

CRD#: 13092

THOUSAND OAKS, CA

Past

July 31, 1997 - May 14, 2009

OSAIC WEALTH, INC.

CRD#: 23131

WESTLAKE VILLAGE, CA

Past

February 18, 1992 - August 1, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

November 21, 1989 - February 11, 1992

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

November 19, 1989 - December 5, 1989

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 11, 1988 - September 28, 2022

PROFESSIONAL PLANNING

RIA

CRD#: 109561

THOUSAND OAKS, CA

Past

July 23, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 14, 1977 - June 2, 1978

PROVIDENT MARKETING CORPORATION

CRD#: 7328

Past

July 15, 1975 - January 14, 1977

PLA SECURITIES CORPORATION

CRD#: 666

Past

December 11, 1973 - November 19, 1976

SPECIALIZED SECURITIES CORPORATION

CRD#: 6350

Past

October 4, 1972 - May 10, 1973

VICTORY FINANCIAL ASSOCIATES, INC.

CRD#: 3675

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/2/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2009

General Securities Principal Examination

Current Firm

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

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Contact information

Main Address

3075 Townsgate Road Suite 350, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 409-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCM FORM ADV PART 2A NOVEMBER 14, 2025 (11/14/2025)

Regulatory assets under management

Total Number of Accounts	8,302
AUM (Assets Under Management)	$ 7,002,823,758

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/17/2025	Cover Page	Report
04/16/2024	Cover Page	Report
02/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melvyn H. Nachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUTUAL SECURITIES, INC.

MUTUAL SECURITIES, INC.

OSAIC WEALTH, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

FINANCIAL WEST GROUP

OSAIC WEALTH, INC.

PROFESSIONAL PLANNING

INTEGRATED RESOURCES EQUITY CORPORATION

PROVIDENT MARKETING CORPORATION

PLA SECURITIES CORPORATION

SPECIALIZED SECURITIES CORPORATION

VICTORY FINANCIAL ASSOCIATES, INC.

Primary Firm SEC Registration

ONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

Series 1

Date: 10/2/1972

Series 24

Date: 9/25/2009

Current Firm

ONE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ONE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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