Richard A. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Allen Murphy was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2001. Richard had worked at 2 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2001 - June 29, 2020
NORTH BRIDGE CAPITAL, LLC
February 23, 2001 - May 31, 2001
CGA SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 2/9/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
NORTH BRIDGE CAPITAL, LLC
CRD#: 107320 / SEC#: , 8-53031
Contact information
Documents
Red Flags
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