Barry P. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Phillips Murphy was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1973. Barry had worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2007 - March 21, 2012
THE LEADERS GROUP, INC.
February 26, 2007 - June 8, 2007
TOWER SQUARE SECURITIES, INC.
January 17, 2006 - January 3, 2007
JANNEY MONTGOMERY SCOTT LLC
June 30, 2005 - January 3, 2007
JANNEY MONTGOMERY SCOTT LLC
May 20, 2005 - January 24, 2006
P.J. ROBB VARIABLE, LLC
September 9, 2003 - January 12, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
November 17, 1997 - December 9, 2002
CITIGROUP GLOBAL MARKETS INC.
October 13, 1992 - November 25, 1997
AMERICAN GENERAL SECURITIES INCORPORATED
April 2, 1982 - May 11, 1992
CINCINNATI ANALYSTS, INC.
September 7, 1973 - December 2, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/5/1973
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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