Michael F. Mugno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frank Mugno was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1973. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2010 - February 2, 2015
LEE FINANCIAL ASSOCIATES, INC.
January 1, 1999 - February 4, 2015
OSAIC WEALTH, INC.
November 19, 1989 - February 4, 2015
OSAIC WEALTH, INC.
November 9, 1989 - February 5, 1991
HOLLOWAY & ASSOCIATES, INC.
April 6, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
April 6, 1988 - July 17, 1989
OSAIC FA, INC.
April 6, 1988 - January 3, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 6, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 11, 1979 - November 2, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 25, 1977 - December 31, 1989
G. R. PHELPS & CO., INC.
August 23, 1973 - May 4, 1982
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/18/1973
Registered Representative ExaminationCurrent Firm
LEE FINANCIAL ASSOCIATES, INC.
CRD#: 120725 / SEC#:
Contact information
Red Flags
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